STIS Reg Supervisory Spec

Truist

Charlotte, North Carolina, USA Posted October 23, 2026

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On-site Full-time Mid level
Job Description

We are looking for a STIS Regulatory Supervisory Specialist to mitigate risk for the firm by ensuring compliance with industry rules and regulations. This role involves supervisory functions related to broker/dealer activities and requires strong communication and decision-making skills.

Required Skills
compliance communication decision making
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