Senior Regulatory Specialist

Join Cboe's Regulatory Division as a Senior Regulatory Specialist. In this role, you will support regulatory program administration, education and training initiatives, and certain Enforcement-related processes. You will help translate regulatory developments into practical guidance and training, maintain documentation, and coordinate with stakeholders to keep Division policies and procedures current. You will also track commitments and deliverables, assist with Enforcement-related processes, and build knowledge of the regulatory environment. A BS in business, legal studies, finance, or a related field is required, along with five or more years of legal and/or financial markets experience.

• Contribuer à l'administration des programmes réglementaires, à l'éducation et à la formation de la Division, aux politiques et procédures, et à certains processus liés à l'application de la loi.
• Aider à traduire les développements réglementaires en conseils pratiques, en processus documentés et en formations qui soutiennent une surveillance réglementaire efficace.
• Coordonner avec les conseillers réglementaires et d'autres parties prenantes pour maintenir les politiques, procédures, aides à l'emploi et documentation connexe de la Division à jour.

• ​Experience with learning management systems and eLearning development tools, such as Articulate Storyline or Rise 360, is a plus
• BS in business, legal studies, finance, or a related field, or equivalent professional experience
• The ability to:
• Organize and prioritize work assignments; complete multiple tasks timely, with accuracy and quality; adjust to changes in priorities and situations; readily accept new assignments, processes or technology as part of the job
• Experience supporting training initiatives, including learning management system administration, is a plus
• Work cooperatively in group situations; offer assistance and support to co-workers; balance team and individual responsibilities
• Five or more years of legal and/or financial markets experience in a professional, administrative or analyst role
• Be thorough and precise when accomplishing a task; double-check accuracy to consistently provide high-quality work product
• Create well-written, organized presentation materials, correspondence and other documentation
• Organize and express ideas clearly and understandably when speaking to individuals or groups; listen to others and respond appropriately
• Paralegal Certificate preferred
• Interact in a professional manner with internal and external contacts; use tact and diplomacy; maintain confidentiality; appropriately handle and communicate controversial or sensitive information
• Knowledge of financial markets and relevant exchange, SEC, CFTC, and other regulatory agency rules and requirements