Securities Counsel

Join our fast-growing company as a Securities Counsel. You will support corporate, securities, commercial, and regulatory matters, manage SEC filings and compliance, and provide legal guidance on various securities regulations. You will also draft and negotiate commercial agreements, support M&A transactions, and help develop scalable legal processes. This position offers a modern workspace, generous benefits, and a casual dress code.

• Manage the Company’s SEC filings, securities compliance, and public disclosure matters, including periodic and current reporting, securities offering and registration filings, insider reporting, material event disclosures, and related regulatory matters.
• Support the Company’s capital markets and financing transactions, including equity, debt, and other securities financings, registered offerings, private placements, and exempt offerings under Regulation D and Regulation S; provide legal support on transaction structuring and the drafting, review, negotiation, and closing of transaction documents.
• Provide practical legal guidance to internal teams on the Securities Act, Exchange Act, Investment Company Act, Investment Advisers Act, FINRA rules, and related AML and custody requirements.

• Excellent communication, drafting, and project management skills
• 4–7 years of experience at a leading law firm or in-house legal department
• Pragmatic, detail-oriented, and able to balance legal risk with business goals
• Strong foundation in corporate and securities law, with experience advising on fund structures or investment products preferred
• J.D. or LL.M. degree from an accredited law school and active bar membership in good standing
• Fluency in both Mandarin and English
• Experience with registered and private fund vehicles, exempt offerings (e.g., Regulation D and Regulation S), or cross-border investment structures
• Prior in-house experience at a public company or financial institution
• A genuine interest in securities regulation, capital markets, and financial services legal operations